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A closer look at The Dodd-Frank Wall Street Reform and Consumer Protection Act and Non US Asset Managers
Jersey Finance Boardroom
Tuesday 25th January , 15:00-16:00
Jersey Finance Boardroom
The Dodd-Frank Wall Street Reform and Consumer Protection Act is one of the most complex pieces of legislation ever written and extends to over 850 pages of primary legislation. Financial service firms and other impacted organisations in the US and elsewhere are just beginning to understand the Act's many facets and its full impact.
The Act was signed into law by President Barack Obama on July 21 2010, as a response to the US scandals and other issues which have emanated from the recent global financial crisis, and is the most sweeping change to financial regulation in the United States since the Great Depression. The Act will impact many organisations operating outside of the US and particularly some key sectors of the financial services industry in the Channel Islands.
In this session John Roche, Partner, PwC Channel Islands addressed the impact of Dodd Frank on non US asset managers. It is clear that many non-US asset managers with US investors in their funds will be required to register with the SEC by July 2011 under the US Advisers Act of 1940.
Related Media
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Dodd-Frank Presentation Slides
(1.29 Mb)
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