| Reference: 2300068P |
| Term: Permanent |
Description of the Business Line or Department
The key objective of the Compliance team within SG Kleinwort Hambros is to assess the conformity of internal codes of conduct, policies or internal procedures with legal obligations and best practices applicable to its business.
Summary of the key purposes of the role
To undertake all Money Laundering Compliance Officer duties for SG Kleinwort Hambros Trust Company (CI) Limited and affiliate companies (“Trust”) and SG Kleinwort Hambros Corporate Services Limited and the associated Fund entities and Managed entities (“CSL”)
Summary of responsibilities
Support in establishing a cohesive, risk-based AML/CFT regulatory CRA & Compliance Monitoring Programme for Trust, CSL and subsidiaries and reporting on same as required.
Competencies
This is a Key Person role as defined under Article 1 of the Financial Services (Jersey) Law and as such a Table 4 Qualification as defined in the JFSC TCB Guidance notes must be held.
The Role Holder must be resident in Jersey